This is a report of the findings by the staff s of the U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission. The Commissions have expressed no view regarding the analysis, findings or conclusions contained herein. U.S. Commodity Futures Trading Com mission Three Lafayette Centre, 1155 21st Street, NW

Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Final interpretation. SUMMARY: In accordance with section 712(d)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), the Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission

Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively, “the Commissions”), in consultation with the Board of Governors of the Federal Reserve System, shall jointly further define certain key terms (specifically, “swap”,

Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Joint final rule; joint interim final rule; interpretations; correction. SUMMARY: The Commodity Futures Trading Commission and Securities and Exchange Commission are correcting final rules that appeared in the Federal Register of May 23, 2012 (77 FR 30596).

how the Commission will interpret and implement the provisions of section 4c(a)(5) relating to disruptive practices. The comment period closes 60 days from publication in the Federal Register. Commodity Futures Trading Commission ♦ Office of Public Affairs ♦ 202-418-5080

Issues (the "Committee") for consideration by the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and collectively the "Commissions"). The views and recommendations expressed in this report do not necessarily reflect positions or regulatory agenda of the Commissions or their staff.

The Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC” and, together with the CFTC, the “Commissions”) are reopening the comment period for a study to determine whether stable value contracts (“SVCs”)

Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, the “Commissions”), in consultation with the Board of Governors of the Federal Reserve System, are proposing rules and interpretative guidance under the Commodity Exchange Act (“CEA”), 7 U.S.C. § 1 . et seq., and the

SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64926; File No. 4-635] Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act . AGENCY: Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION:

Oct 11, 2019 · The leaders of the U.S. Commodity Futures Trading Commission, the Financial Crimes Enforcement Network, and the U.S. Securities and Exchange Commission (the “Agencies”) today issued the following joint statement to remind persons engaged in activities involving digital assets of their anti-money laundering and countering the financing of terrorism …