Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
By Chris Prentice and Jonathan Stempel (Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax ...
The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.
Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% ...
PFG Investments LLC lowered its stake in shares of Vanguard FTSE Emerging Markets ETF (NYSEARCA:VWO – Free Report) by 8.6% during the fourth quarter, according to its most recent Form 13F filing with ...