President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and three broker-dealers over the use of unapproved communication methods.

On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities markets.

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.

In a Tuesday filing, lawyers for Coinbase argued that their case offered “the single best opportunity” to decide how to regulate secondary crypto trading.

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm said after a Canadian portal cited documents filed before a court in Ontario t

Canary Capital’s Litecoin ETF has become the first altcoin 19b-4 to be acknowledged by the US Securities and Exchange Commission.

Mastercard Incorporated (NYSE:MA) disclosed its financial outcomes for the fourth quarter and full year of 2024 today, revealing insights into the company's performance. The company, with a substantial market capitalization of $504 billion,

First Commonwealth Financial Corporation (NYSE: FCF) today announced financial results for the fourth quarter and full year of 2024. Financial Summary

A federal judge ordered an end to the U.S. Securities and Exchange Commission's 16-year-old lawsuit over Allen Stanford's $7.2 billion Ponzi scheme, directing the financier and two former colleagues to pay sums that will go largely uncollected.